Sean C. Farley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Christopher Farley was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2002. Sean had worked at 2 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2003 - October 3, 2012
VIRTU ITG LLC
February 5, 2002 - September 2, 2003
ITG EXECUTION SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/2/2002
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU ITG LLC
CRD#: 29299 / SEC#: , 8-44218
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTU ITG HOLDINGS LLC | SHAREHOLDER | |
| CAVOLI, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 4468202 |
| ILARIO, ANTHONY | CHIEF OPERATIONS OFFICER | 2262100 |
| LEVINE, MATTHEW STEVEN | CHIEF COMPLIANCE OFFICER | 5384169 |
| ROSS, CHRISTOPHER MICHAEL | REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 4749157 |
| SULLIVAN, JOHN GERALD | FINOP | 4330347 |
| WILLIAMS, IAN TIMOTHY MR. | MANAGING DIRECTOR | 5637056 |
Disclosures
| Regulatory Event | 40 |
Red Flags
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