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MD

Michael J. Dowling

SKYPOINT CAPITAL PARTNERS
Atlanta, GA 30327
Some features on this profile are disabled
CRD#: 4437708
MD

Professional summary

Michael Joseph Dowling is a registered financial professional currently at SKYPOINT CAPITAL PARTNERS, LLC located in Atlanta, Georgia.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Dowling's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2025 - Present

SKYPOINT CAPITAL PARTNERS, LLC

Office #1: 1380 West Paces Ferry Road, Suite 2180, Atlanta, GA 30327
BD
CRD#: 310410
Atlanta, GA
Past

January 2, 2002 - October 24, 2024

TCW INVESTMENT MANAGEMENT COMPANY LLC

RIA
CRD#: 106546
LOS ANGELES, CA
Past

November 14, 2001 - October 24, 2024

TCW FUNDS DISTRIBUTORS LLC

BD
CRD#: 16670
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/11/2025)
RR
Pennsylvania
(2/14/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/21/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/30/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/22/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/26/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/30/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SKYPOINT CAPITAL PARTNERS, LLC
SKYPOINT CAPITAL PARTNERS, LLC

CRD#: 310410 / SEC#: , 8-70575

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
1 Glenlake Parkway Ne Suite 1045, Atlanta, GA 30328
Mailing Address
1 Glenlake Parkway Ne Suite 1045, Atlanta, GA 30328
Phone number
(844) 385-1050
Established
Delaware since 07/22/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ANDERSON, ERIC MATTHEWFOUNDER2443700
FAIRWOOD PARTNERS GPOWNER
FINCH, RICHARD ALOYSIUSOWNER5740372
KALIN, DAVIDFOUNDER5769107
SMITH, BRIAN PATRICKFOUNDER/CEO/CHIEF COMPLIANCE OFFICER6433628
PORTWOOD, WILLIAM BOYCEFINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYPOINT CAPITAL PARTNERS, LLC

CRD#: 310410Atlanta, GA 30327

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