Christopher C. Pearsall

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

Chicago, IL 60606

Some features on this profile are disabled

CRD#: 4437650

Professional summary

Christopher Charles Pearsall, who also goes by Chris C Pearsall, Chris Charles Pearsall, Christopher C Pearsall, Christopher Charles Pearsall, is a registered financial professional currently at MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC located in Chicago, Illinois.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 15 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris C Pearsall | Chris Charles Pearsall | Christopher C Pearsall | Christopher Charles Pearsall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Charles Pearsall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2021 - Present

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

Office #1: 71 S. Wacker Drive 31st Floor, Chicago, IL 60606

CRD#: 292521

Chicago, IL

Past

January 6, 2020 - October 7, 2020

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

August 5, 2016 - January 16, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

BUFFALO, MN

Past

August 5, 2016 - January 16, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

April 1, 2016 - July 19, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

EDEN PRAIRIE, MN

Past

April 1, 2016 - July 19, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

EDEN PRAIRIE, MN

Past

January 23, 2014 - March 31, 2016

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ST. LOUIS PARK, MN

Past

October 9, 2013 - March 31, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST LOUIS PARK, MN

Past

January 24, 2012 - July 26, 2013

ALERUS SECURITIES CORPORATION

CRD#: 35947

MINNETONKA, MN

Past

July 22, 2010 - April 27, 2011

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

LINO LAKES, MN

Past

April 23, 2010 - July 26, 2010

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

January 2, 2009 - April 23, 2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

MINNEAPOLIS, MN

Past

March 20, 2007 - January 2, 2009

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

November 27, 2006 - January 16, 2007

IFMG SECURITIES, INC.

CRD#: 14416

EDEN PRAIRIE, MN

Past

April 4, 2006 - December 31, 2006

TCF INVESTMENTS, INC.

CRD#: 34954

BLOOMINGTON, MN

Past

September 20, 2002 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 7, 2002 - July 31, 2002

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

GLEN ALLEN, VA

Past

October 22, 2001 - June 14, 2002

SOMERSET FINANCIAL GROUP, INC.

CRD#: 46507

PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/23/2021)

Alaska
(7/23/2021)

Arizona
(7/23/2021)

Arkansas
(7/23/2021)

California
(7/23/2021)

Colorado
(7/23/2021)

Connecticut
(7/23/2021)

Delaware
(7/23/2021)

District of Columbia
(7/23/2021)

Florida
(7/23/2021)

Georgia
(7/23/2021)

Hawaii
(7/23/2021)

Idaho
(7/23/2021)

Illinois
(7/23/2021)

Indiana
(7/23/2021)

Iowa
(7/23/2021)

Kansas
(7/23/2021)

Kentucky
(7/23/2021)

Louisiana
(7/23/2021)

Maine
(7/23/2021)

Maryland
(7/23/2021)

Massachusetts
(7/23/2021)

Michigan
(7/23/2021)

Minnesota
(7/23/2021)

Mississippi
(7/23/2021)

Missouri
(7/23/2021)

Montana
(7/23/2021)

Nebraska
(7/23/2021)

Nevada
(7/23/2021)

New Jersey
(7/23/2021)

New Mexico
(7/23/2021)

New York
(7/23/2021)

North Carolina
(7/23/2021)

Ohio
(7/23/2021)

Oklahoma
(7/23/2021)

Oregon
(7/23/2021)

Pennsylvania
(7/23/2021)

Rhode Island
(7/23/2021)

South Carolina
(7/23/2021)

South Dakota
(7/23/2021)

Tennessee
(7/23/2021)

Texas
(7/23/2021)

Utah
(7/23/2021)

Vermont
(7/23/2021)

Virginia
(7/23/2021)

Washington
(7/23/2021)

West Virginia
(7/23/2021)

Wisconsin
(7/23/2021)

Wyoming
(7/23/2021)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/29/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/11/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 292521 / SEC#: , 8-70078

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

71 S. Wacker Drive 31st Floor, Chicago, IL 60606

Mailing Address

71 S. Wacker Drive 31st Floor, Chicago, IL 60606

Phone number

(312) 726-0677

Established

Delaware since 03/28/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MILLIMAN, INC.	MEMBER
CAMPBELL, ROBERT	CFO/FINOP	1349154
MATHEWS, WESLEY PAUL	PRESIDENT & EXECUTIVE REP.	4561006
SCHWALJE, GLENN SCOTT	CCO	2441501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher C. Pearsall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Charles Pearsall's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA CAPITAL, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

ALERUS SECURITIES CORPORATION

BANCWEST INVESTMENT SERVICES, INC.

RIVERSOURCE DISTRIBUTORS, INC.

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

RIVERSOURCE DISTRIBUTORS, INC.

IFMG SECURITIES, INC.

TCF INVESTMENTS, INC.

MORGAN STANLEY DW INC.

CAPITOL SECURITIES MANAGEMENT, INC.

SOMERSET FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2001

SIE

Date: 10/1/2018

Series 31

Date: 4/29/2002

Series 7

Date: 9/11/2001

FINRA

Current Firm

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

TRUST BUT VERIFY

Similar Advisors