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CP

Christopher Charles Pearsall

MILLIMAN INVESTMENT MANAGEMENT SERVICES

CHICAGO, IL

·CRD# 4437650·25 years experience

About Christopher

Disclosures

Contact

Videos & Posts

Professional Background

Firm Detail

Other Business Activities

More

Professional Summary

Christopher Charles Pearsall, who also goes by Chris C Pearsall, Chris Charles Pearsall, Christopher C Pearsall, Christopher Charles Pearsall, is a registered financial advisor currently at MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC located in Chicago, Illinois. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 15 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris C Pearsall, Chris Charles Pearsall, Christopher C Pearsall, Christopher Charles Pearsall

Blog Corner

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What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

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Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

Current

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLCCurrent·CRD# 292521

BD

71 S. Wacker Drive 31st Floor, Chicago, IL 60606

July 23, 2021 - Present

Past

TRANSAMERICA CAPITAL, LLCPast·CRD# 8217

BD

Denver, CO

January 6, 2020 - October 7, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.Past·CRD# 15708

RIA

Buffalo, MN

August 5, 2016 - January 16, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.Past·CRD# 15708

BD

Birmingham, AL

August 5, 2016 - January 16, 2020

BMO HARRIS FINANCIAL ADVISORS, INC.Past·CRD# 137115

RIA

Eden Prairie, MN

April 1, 2016 - July 19, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.Past·CRD# 137115

BD

Eden Prairie, MN

April 1, 2016 - July 19, 2016

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCPast·CRD# 149018

RIA

St. Louis Park, MN

January 23, 2014 - March 31, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694

BD

St Louis Park, MN

October 9, 2013 - March 31, 2016

ALERUS SECURITIES CORPORATIONPast·CRD# 35947

BD

Minnetonka, MN

January 24, 2012 - July 26, 2013

BANCWEST INVESTMENT SERVICES, INC.Past·CRD# 29357

BD

Lino Lakes, MN

July 22, 2010 - April 27, 2011

RIVERSOURCE DISTRIBUTORS, INC.Past·CRD# 139135

BD

Minneapolis, MN

April 23, 2010 - July 26, 2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.Past·CRD# 840

BD

Minneapolis, MN

January 2, 2009 - April 23, 2010

RIVERSOURCE DISTRIBUTORS, INC.Past·CRD# 139135

BD

Minneapolis, MN

March 20, 2007 - January 2, 2009

IFMG SECURITIES, INC.Past·CRD# 14416

BD

Eden Prairie, MN

November 27, 2006 - January 16, 2007

TCF INVESTMENTS, INC.Past·CRD# 34954

BD

Bloomington, MN

April 4, 2006 - December 31, 2006

MORGAN STANLEY DW INC.Past·CRD# 7556

BD

Purchase, NY

September 20, 2002 - August 29, 2005

CAPITOL SECURITIES MANAGEMENT, INC.Past·CRD# 14169

BD

Glen Allen, VA

June 7, 2002 - July 31, 2002

SOMERSET FINANCIAL GROUP, INC.Past·CRD# 46507

BD

Princeton, NJ

October 22, 2001 - June 14, 2002

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Current Firm

MI

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 292521 / SEC#: 8-70078

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

71 S. Wacker Drive 31st Floor, Chicago, IL 60606

Mailing Address

71 S. Wacker Drive 31st Floor, Chicago, IL 60606

Phone Number

(312) 726-0677

Established

Delaware since 03/28/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
MILLIMAN, INC.	MEMBER	—
CAMPBELL, ROBERT	CFO/FINOP	1349154
CASSIDY, CONNOR MICHAEL	CHIEF EXECUTIVE OFFICER	6406367
SCHWALJE, GLENN SCOTT	CCO	2441501

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(7/23/2021)

RR

Alaska
(7/23/2021)

RR

Arizona
(7/23/2021)

RR

Arkansas
(7/23/2021)

RR

California
(7/23/2021)

RR

Colorado
(7/23/2021)

RR

Connecticut
(7/23/2021)

RR

Delaware
(7/23/2021)

RR

District of Columbia
(7/23/2021)

RR

Florida
(7/23/2021)

RR

Georgia
(7/23/2021)

RR

Hawaii
(7/23/2021)

RR

Idaho
(7/23/2021)

RR

Illinois
(7/23/2021)

RR

Indiana
(7/23/2021)

RR

Iowa
(7/23/2021)

RR

Kansas
(7/23/2021)

RR

Kentucky
(7/23/2021)

RR

Louisiana
(7/23/2021)

RR

Maine
(7/23/2021)

RR

Maryland
(7/23/2021)

RR

Massachusetts
(7/23/2021)

RR

Michigan
(7/23/2021)

RR

Minnesota
(7/23/2021)

RR

Mississippi
(7/23/2021)

RR

Missouri
(7/23/2021)

RR

Montana
(7/23/2021)

RR

Nebraska
(7/23/2021)

RR

Nevada
(7/23/2021)

RR

New Jersey
(7/23/2021)

RR

New Mexico
(7/23/2021)

RR

New York
(7/23/2021)

RR

North Carolina
(7/23/2021)

RR

Ohio
(7/23/2021)

RR

Oklahoma
(7/23/2021)

RR

Oregon
(7/23/2021)

RR

Pennsylvania
(7/23/2021)

RR

Rhode Island
(7/23/2021)

RR

South Carolina
(7/23/2021)

RR

South Dakota
(7/23/2021)

RR

Tennessee
(7/23/2021)

RR

Texas
(7/23/2021)

RR

Utah
(7/23/2021)

RR

Vermont
(7/23/2021)

RR

Virginia
(7/23/2021)

RR

Washington
(7/23/2021)

RR

West Virginia
(7/23/2021)

RR

Wisconsin
(7/23/2021)

RR

Wyoming
(7/23/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Apr 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 2001About the Series 7 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Charles Pearsall's CRS (Customer Relationship Summary).

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