Martin O. Teevan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Owen Teevan, who also goes by Martin O Teevan, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1968. Martin had worked at 10 firms and has passed the Series 63, SIE, Series 55, PC, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2010 - July 9, 2015
MONARCH CAPITAL GROUP, LLC
February 27, 2009 - March 19, 2010
HUDSON SECURITIES,INC.
April 30, 2004 - April 2, 2009
WESTMINSTER SECURITIES CORPORATION
April 7, 2003 - July 2, 2004
DUPONT SECURITIES GROUP, INC.
July 7, 1992 - March 17, 2003
LABRANCHE FINANCIAL SERVICES, LLC
April 10, 1991 - October 6, 1992
WYSER-PRATTE & CO., INC.
September 16, 1977 - December 31, 1990
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
January 11, 1968 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/10/2000
Limited Representative-Equity Trader ExamPC
Date: 6/13/1977
AMEX Put and Call ExamSeries 1
Date: 12/23/1966
Registered Representative ExaminationCurrent Firm
MONARCH CAPITAL GROUP, LLC
CRD#: 47815 / SEC#: , 8-51911
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONARCH HOLDINGS, LLC | MANAGEMENT COMPANY | |
| COHEN, EDWARD BARRY | FINOP | |
| POTTER, MICHAEL DAVID | CHAIRMAN, CEO, CFO, CCO | 2417023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
