Michael A. Rosen

NORTHSTAR ADVISORY GROUP

NEW HOPE, PA

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CRD#: 4437494

Professional summary

Michael Adam Rosen is a registered financial advisor currently at NORTHSTAR ADVISORY GROUP, LLC located in New Hope, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

N/A; Licensed Independent Insurance Agent; Investment related; 1555 Zion Road, Suite 203, Northfield, NJ, 08225; Selling commissionable insurance products; 10 per month during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Adam Rosen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2020 - Present

NORTHSTAR ADVISORY GROUP, LLC

RIA

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHSTAR ADVISORY GROUP, LLC

CRD#: 306850 / SEC#: 801-118179

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2014

General Securities Representative Examination

Current Firm

NORTHSTAR ADVISORY GROUP, LLC

CRD#: 306850 / SEC#: 801-118179

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

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Contact information

Main Address

1555 Zion Road Suite 204, Northfield, NJ 08225

Mailing Address

Phone number

(833) 226-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHSTAR ADVISORY FORM ADV2A ("DISCLOSURE BROCHURE") AND FORM ADV2B ("BROCHURE SUPPLEMENTS") (2/19/2025)

Regulatory assets under management

Total Number of Accounts	803
AUM (Assets Under Management)	$ 334,414,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael A. Rosen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Adam Rosen's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC ADVISORY SERVICES, LLC

TRIAD ADVISORS LLC

BCG SECURITIES, INC.

BCG SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

BEAR STEARNS ASSET MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

NORTHSTAR ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2014

Current Firm

NORTHSTAR ADVISORY GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHSTAR ADVISORY GROUP, LLC

TRUST BUT VERIFY

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