Gregory John Veselica
Professional Summary
Gregory John Veselica was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2002 - 2008. Gregory had worked at 1 firm and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
TRANSMARKET FINANCIAL, INC. | TRANSMARKET GROUP, INC. | TRANSMARKET GROUP L.L.C.
Contact Information
Established
Illinois since 09/29/1994Firm Type
Limited Liability CompanyFiscal Year End
NovemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSMARKET GROUP, INC. | MAJORITY OWNER | — |
| MCCORMICK, JAMES GLASS | CLASS MANAGER | 1689719 |
| ADAMS, DOUGLAS RYAN | CHIEF EXECUTIVE OFFICER | 4675945 |
| CAHNMAN, RAYMOND SIMPSON | CHAIRMAN OF THE BOARD/CLASS MANAGER | 1462431 |
| KLEIN, LAWRENCE BRUCE | CFO AML OFFICER | 709084 |
| MEIER, ERIC KARL | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 4763881 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2002Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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