Brian J. Healion
Professional summary
Brian Joseph Healion, who also goes by Brian Joseph Healion, Brian J Healion, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2001. Brian has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Healion's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022Office #2: 47 Maple Street Atrium 2nd Floor, Summit, NJ 07901August 22, 2019 - January 30, 2023
DEUTSCHE BANK SECURITIES INC.
August 23, 2018 - June 27, 2019
SANTANDER INVESTMENT SECURITIES INC.
June 20, 2016 - July 27, 2018
NOMURA SECURITIES INTERNATIONAL, INC.
October 7, 2014 - June 8, 2016
BNP PARIBAS SECURITIES CORP.
June 28, 2012 - April 9, 2013
BBVA SECURITIES INC.
April 23, 2012 - May 7, 2012
MUFG SECURITIES AMERICAS INC.
December 2, 2009 - November 16, 2011
NATWEST MARKETS SECURITIES INC.
October 12, 2001 - September 23, 2009
TD SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2025)
(5/12/2025)
(5/5/2025)
(5/5/2025)
(5/2/2025)
(4/28/2025)
(5/2/2025)
(5/12/2025)
(5/9/2025)
Exams
Cboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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