Kenneth B. Hirsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Benjamin Hirsch, who also goes by Kenneth Benjamin Hirsh, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2001. Kenneth had worked at 10 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2020 - March 14, 2024
AVATAR SECURITIES, LLC
August 29, 2018 - October 8, 2018
T3 TRADING GROUP, LLC
November 26, 2013 - August 4, 2014
BLUE POINT SECURITIES INC.
February 16, 2007 - December 22, 2011
LOUIS CAPITAL MARKETS, LLC
May 5, 2005 - January 8, 2007
BROWN BROTHERS HARRIMAN & CO.
March 31, 2005 - August 1, 2005
LEK SECURITIES CORPORATION
March 28, 2005 - January 11, 2007
BLUE POINT SECURITIES INC.
October 29, 2003 - March 29, 2005
ERVIE ROY GROUP, INC.
April 25, 2003 - March 12, 2004
LEVINE SECURITIES, INC.
December 11, 2002 - April 15, 2003
LABRANCHE FINANCIAL SERVICES, LLC
August 7, 2001 - April 14, 2003
HARPER & DOLAN, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 1/17/2002
NYSE Trading Assistant ExaminationCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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