Brian L. Dightman
Professional summary
Brian Lee Dightman, who also goes by Harris Dightman, is a registered financial advisor currently at THE RETIREMENT PLANNING GROUP, LLC located in Leawood, Kansas.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brian has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Lee Dightman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
THE RETIREMENT PLANNING GROUP, LLC
Office #1: 11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211December 7, 2007 - February 1, 2024
DIGHTMAN CAPITAL GROUP
April 15, 2002 - December 7, 2007
RBC CAPITAL MARKETS, LLC
April 15, 2002 - December 7, 2007
RBC CAPITAL MARKETS, LLC
August 20, 2001 - May 28, 2002
QUEST CAPITAL STRATEGIES, INC.
Primary Firm SEC Registration
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/19/2024)
(1/22/2024)
(1/19/2024)
Exams
Current Firm
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,295 |
| AUM (Assets Under Management) | $ 4,008,879,250 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 11/27/2023 | ||
| 01/27/2023 |
Red Flags
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