Robert M. Mulroney
Professional summary
Robert Mark Mulroney, who also goes by Mark R Mulroney, Mark Mulroney, R Mark Mulroney, R Mark Mulroney, is a registered financial professional currently at CIBC WORLD MARKETS CORP. located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Mark Mulroney's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2026 - Present
CIBC WORLD MARKETS CORP.
Office #1: 300 Madison Avenue Sixth Floor, New York, NY 10017September 20, 2023 - August 14, 2025
SCOTIA CAPITAL (USA) INC.
September 26, 2018 - October 8, 2019
SCOTIA CAPITAL (USA) INC.
February 2, 2015 - March 22, 2018
NATIONAL BANK OF CANADA FINANCIAL INC.
May 17, 2012 - February 2, 2015
NBF SECURITIES (USA) CORP.
February 29, 2008 - March 9, 2012
RBC CAPITAL MARKETS, LLC
February 1, 2005 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
January 14, 2002 - December 10, 2004
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2026)
Exams
Series 7TO
Date: 4/11/2024
General Securities Representative ExaminationSeries 79TO
Date: 9/20/2023
Investment Banking Registered Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
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