Shawn D. Fry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn D Fry was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 2013. Shawn had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2016 - January 24, 2017
CAPITAL ONE ADVISORS, LLC
March 21, 2016 - January 24, 2017
CAPITAL ONE INVESTING, LLC
January 7, 2014 - April 11, 2014
LAIDLAW & COMPANY (UK) LTD.
September 30, 2013 - December 24, 2013
WINDSOR STREET CAPITAL, LP
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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