Rhona E. Vogel

VOGEL CONSULTING

Brookfield, WI 53045

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CRD#: 4436910

Professional summary

Rhona Ellen Vogel is a registered financial advisor currently at VOGEL CONSULTING, LLC located in Brookfield, Wisconsin.

Rhona is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Rhona has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VOGEL CONSULTING GROUP, S.C. CPA FIRM -- NON INVESTMENT-RELATED 3415 GATEWAY ROAD, BROOKFIELD, WI 53045 POSITION: PRESIDENT START DATE: 10/1993 HOUR/MONTH: 10 HOURS DURING SECURITIES TRADING HOURS: 0 DUTIES: EXECUTIVE/ADMINISTRATIVE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rhona Ellen Vogel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2002 - Present

VOGEL CONSULTING, LLC

Office #1: 3415 Gateway Road, Brookfield, WI 53045Office #2: 3415 Gateway Road, Brookfield, WI 53045

RIA

CRD#: 114661

Brookfield, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/11/2004)

IAR

Illinois
(9/23/2005)

IAR

Texas
(12/18/2015)

IAR

Wisconsin
(11/14/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/1999

Uniform Investment Adviser Law Examination

Current Firm

VOGEL CONSULTING, LLC

CRD#: 114661 / SEC#:

Florida

Registered Investment Advisory firm - (6/11/2004 Approved)

Illinois

Registered Investment Advisory firm - (9/23/2005 Approved)

Texas

Registered Investment Advisory firm - (12/18/2015 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (1/2/2002 Approved)

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Contact information

Main Address

3415 Gateway Road, Brookfield, WI 53045

Mailing Address

Phone number

(262) 790-4960

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
09/05/2024	Cover Page	Report
11/16/2023	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rhona E. Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rhona Ellen Vogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOGEL CONSULTING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/1999

Current Firm

VOGEL CONSULTING, LLC

Contact information

Documents

Accountant surprise examination report

Red Flags

Company Information

VOGEL CONSULTING, LLC

TRUST BUT VERIFY

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