Anthony W. Tedeschi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony William Tedeschi, who also goes by Anthony W Tedeschi, Anthony Tedeschi, Tony Tedeschi, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1969. Anthony had worked at 10 firms and has passed the Series 65, Series 63, SIE, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2007 - December 20, 2016
RAYMOND JAMES & ASSOCIATES, INC.
May 1, 2007 - December 20, 2016
RAYMOND JAMES & ASSOCIATES, INC.
October 2, 2003 - May 9, 2007
WELLS FARGO CLEARING SERVICES, LLC
August 23, 2002 - May 9, 2007
WELLS FARGO CLEARING SERVICES, LLC
May 9, 1997 - September 10, 2002
INVESTEC INC.
August 12, 1991 - May 14, 1997
CITIGROUP GLOBAL MARKETS INC.
May 31, 1989 - July 22, 1991
PRUDENTIAL EQUITY GROUP, LLC
August 3, 1988 - July 14, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
January 14, 1988 - August 9, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 1979 - July 14, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
February 25, 1974 - November 8, 1983
CITIGROUP GLOBAL MARKETS INC.
August 3, 1973 - March 13, 1974
BUTCHER & SINGER INC.
April 23, 1971 - August 3, 1973
BUTCHER & SHERRERD
December 9, 1969 - May 24, 1971
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
Primary Firm SEC Registration
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/9/1989
AMEX Put and Call ExamSeries 000
Date: 2/10/1969
General Securities Principal ExaminationSeries 1
Date: 2/10/1969
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES EDWARD | DIRECTOR | 3130320 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,070,028 |
| AUM (Assets Under Management) | $ 433,814,330,581 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
