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RA

Russell D. Ahlers

CREDIT UNION INVESTMENT SERVICES
Statesville, NC 28625
Some features on this profile are disabled
CRD#: 4436733
RA

Professional summary

Russell D Ahlers, who also goes by Russell Dale Ahlers, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Statesville, North Carolina and SECU BROKERAGE SERVICES located in Statesville, North Carolina.

Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Russell has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Russell Dale Ahlers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 9/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 9/2023. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: August, 2025. Title: Trust Rep.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell D Ahlers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 30, 2023 - Present

CREDIT UNION INVESTMENT SERVICES

Office #1: 1742 Wilkesboro Rd, Statesville, NC 28625
RIA
CRD#: 144871
Statesville, NC
Current

October 3, 2023 - Present

SECU BROKERAGE SERVICES

Office #1: 1742 Wilkesboro Road, North, Statesville, NC 28687Office #2: 111 Brawley School Rd, Mooresville, NC 28117
BD
CRD#: 19899
Statesville, NC
Past

January 13, 2021 - June 22, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

April 9, 2014 - December 15, 2020

P.J. ROBB VARIABLE, LLC

BD
CRD#: 38339
Charlotte, NC
Past

July 26, 2005 - February 28, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

June 1, 2004 - May 24, 2005

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

May 2, 2003 - June 11, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

May 2, 2003 - June 11, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

November 14, 2002 - March 11, 2003

QUICK & REILLY, INC.

RIA
CRD#: 11217
POINT PLEASANT, NJ
Past

October 8, 2002 - March 11, 2003

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

June 27, 2002 - July 25, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
ST LOUIS, MO
Past

September 21, 2001 - July 25, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 21, 2001 - July 25, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(10/3/2023)
IAR
North Carolina
(11/30/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/25/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CU
CREDIT UNION INVESTMENT SERVICES
CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.

CRD#: 144871 / SEC#:

North Carolina
Registered Investment Advisory firm - (9/5/2007 Approved)
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Contact information

Main Address
801 Hillsborough Street 3rd Floor, Raleigh, NC 27603
Mailing Address
Po Box 26807, Raleigh, NC 27611
Phone number
(800) 451-5467
Established
Firm type
Fiscal year end
# of Employees
258

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 110,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREDIT UNION INVESTMENT SERVICES

CRD#: 144871Statesville, NC 28625

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