Joseph R. Techar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Rudolph Techar, who also goes by Joe Techar, was a registered financial advisor .
Joseph is a previously registered financial advisor and started their career in finance in 1974. Joseph had worked at 8 firms and has passed the Series 66, Series 63, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2010 - November 8, 2010
CAPITALQUEST SECURITIES, INC.
June 7, 2005 - April 13, 2010
CAPITALQUEST SECURITIES, INC.
January 12, 2004 - December 6, 2010
WILDWOOD WEALTH MANAGEMENT
October 21, 2002 - June 10, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 31, 2000 - October 22, 2002
VOYA FINANCIAL ADVISORS, INC.
March 23, 1998 - November 13, 1998
RETIREMENT FOUNDATIONS, INC.
November 10, 1997 - April 16, 1998
ALLY SECURITIES LLC
July 8, 1993 - September 20, 1996
U.S. BANCORP INVESTMENTS, INC.
May 23, 1974 - July 9, 1993
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/20/1974
Registered Representative ExaminationCurrent Firm
CAPITALQUEST SECURITIES, INC.
CRD#: 7699 / SEC#: , 8-22911
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
