Vincent P. Emmer

FORESTIS FINANCIAL ANALYTICS

GYPSUM, CO

Some features on this profile are disabled

CRD#: 4436702

Professional summary

Vincent Paul Emmer is a registered financial advisor currently at FORESTIS FINANCIAL ANALYTICS, INC. located in Gypsum, Colorado.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Vincent has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Paul Emmer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 1999 - Present

FORESTIS FINANCIAL ANALYTICS, INC.

RIA

CRD#: 113733

GYPSUM, CO

Past

January 1, 1999 - December 31, 2002

FORESTIS FINANCIAL ANALYTICS, INC.

RIA

CRD#: 113733

EVERGREEN, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/1/1999)

IAR

Texas
(6/5/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FORESTIS FINANCIAL ANALYTICS, INC.

CRD#: 113733 / SEC#:

Colorado

Registered Investment Advisory firm - (1/1/1999 Approved)

Texas

Registered Investment Advisory firm - (6/3/2003 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Gypsum, CO

Mailing Address

Po Box 433, Gypsum, CO 81637-0433

Phone number

(970) 328-1876

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 21,209,871

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Vincent P. Emmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Paul Emmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESTIS FINANCIAL ANALYTICS, INC.

FORESTIS FINANCIAL ANALYTICS, INC.

State Registrations and Notice Filings

Exams

Current Firm

FORESTIS FINANCIAL ANALYTICS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORESTIS FINANCIAL ANALYTICS, INC.

TRUST BUT VERIFY

Similar Advisors