Kristia A. Adrian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristia A Adrian, who also goes by Kris Anne Adrian, Kristia Anne Adrian, Kristia Anne Mcanarney, was a registered financial professional .
Kristia is a previously registered financial professional and started their career in finance in 2002. Kristia had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2023 - March 20, 2026
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 5, 2015 - January 3, 2023
JPMORGAN DISTRIBUTION SERVICES, INC.
January 3, 2011 - December 31, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 3, 2006 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
May 31, 2005 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
February 26, 2004 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
July 12, 2002 - February 23, 2004
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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