Troy F. Hartzell
Professional summary
Troy Francis Hartzell, who also goes by Troy Francis Hartzell Mr., is a registered financial professional currently at EVOLUTION CAPITAL ADVISORS, LLC located in Seattle, Washington.
Troy is registered as a RR (Registered Representative) and started their career in finance in 2002. Troy has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Troy Francis Hartzell's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2006 - Present
EVOLUTION CAPITAL ADVISORS, LLC
Office #1: 1201 3rd Ave Ste 2200, Seattle, WA 98101January 24, 2002 - May 5, 2005
CASCADIA CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2006)
(4/17/2006)
(4/13/2006)
(4/27/2006)
(3/29/2006)
(3/28/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EVOLUTION CAPITAL ADVISORS, LLC
CRD#: 137738 / SEC#: , 8-67110
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
