Spencer N. Smith
Professional summary
Spencer Nelson Smith, who also goes by Spencer N Smith, is a registered financial advisor currently at US GROWTH PARTNERS, LLC located in League City, Texas.
Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Spencer has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Spencer Nelson Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2022 - Present
US GROWTH PARTNERS, LLC
December 17, 2019 - January 12, 2022
TREMONT STREET ADVISORS, LLC
January 22, 2018 - September 12, 2018
RESPIRE WEALTH MANAGEMENT, LLC
December 20, 2011 - September 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 11, 2011 - September 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/22/2022)
Exams
Current Firm
US GROWTH PARTNERS, LLC
CRD#: 318763 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 3,259,348 |
Red Flags
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