Travis M. Sherman

GRADIENT ADVISORS

Hoover, AL 35244

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CRD#: 4436084

Professional summary

Travis Michael Sherman, who also goes by Travis Sherman, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Hoover, Alabama.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Travis has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Travis Sherman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)dba Travis M Sherman Wealth Management, LLC - 2131 Data Office Drive Ste 250 Hoover AL 35244 - Wealth Management and Retirement Planning - Investment Related - Start Date: 05/2017 2)Advocare - 214 Eagle Cove Lane, Pelham, AL 35124 - Weight-management and sport perforance products - Non-Investment Related - Under 5 hours/month - Sale/Coach 3) Travis M. Sherman Retirement Income Consulting, LLC - 2131 Data Office Drive Ste 250 Hoover AL 35244 - President - Insurance Sales 4) PODIUM FINISH TRAINING. 2007-PRESENT. COACH FOR CYCLISTS/RUNNERS. NOT INVESTMENT RELATED. 5 HRS/MO.///ALABAMA CYCLING NEWS, THIS IS A WEBSITE, ALABAMACYCLINGNEWS.COM CYCLING RELATED WEBSITE, 2008. INDEPENDENT INSURANCE AGENT. NOT INVESTMENT RELATED. 20 HOURS/WK. SINCE 2012

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Michael Sherman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2017 - Present

GRADIENT ADVISORS, LLC

Office #1: 2131 Data Office Drive Ste 250, Hoover, AL 35244

RIA

CRD#: 152665

Hoover, AL

Past

July 9, 2015 - March 24, 2017

HORIZONS FINANCIAL GROUP, INC.

RIA

CRD#: 135432

BIRMINGHAM, AL

Past

October 19, 2004 - May 17, 2012

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

PELHAM, AL

Past

August 23, 2001 - May 17, 2012

PRINCIPAL SECURITIES, INC.

CRD#: 1137

PELHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(5/15/2017)

IAR

Louisiana
(3/22/2021)

IAR

New Hampshire
(5/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/22/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis M. Sherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Michael Sherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT ADVISORS, LLC

HORIZONS FINANCIAL GROUP, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2015

Series 63

Date: 7/10/2001

Series 6

Date: 8/22/2001

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

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