William R. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Roberts Taylor, who also goes by William Roberts Taylor Sr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 4 firms and has passed the Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 1996 - March 3, 1998
BARNETT INVESTMENTS, INC.
December 2, 1988 - October 12, 1990
FIRST INTERSTATE DISCOUNT BROKERAGE
April 28, 1986 - January 20, 1989
FIRST INTERSTATE BROKERAGE OF TEXAS, INC.
December 6, 1985 - May 2, 1986
TRADESTAR INVESTMENTS,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/9/1967
Registered Representative ExaminationCurrent Firm
BARNETT INVESTMENTS, INC.
CRD#: 14897 / SEC#: , 8-31352
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
