Murali Ganti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Murali Ganti was a registered financial professional .
Murali is a previously registered financial professional and started their career in finance in 2001. Murali had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - June 17, 2026
LORD ABBETT DISTRIBUTOR LLC
December 20, 2013 - April 7, 2017
CITIGROUP GLOBAL MARKETS INC.
June 22, 2012 - November 4, 2013
BNP PARIBAS SECURITIES CORP.
October 11, 2010 - March 29, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
August 28, 2009 - July 19, 2010
NATWEST MARKETS SECURITIES INC.
April 13, 2007 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
April 1, 2004 - February 21, 2007
BANC OF AMERICA SECURITIES LLC
August 29, 2001 - April 1, 2004
APEX CLEARING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LORD ABBETT DISTRIBUTOR LLC
CRD#: 530 / SEC#: , 8-216
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
