Nancy D. Kummer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Dufour Kummer, who also goes by Nancy Dufour Ms., Nancy D Kummer Ms., was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 2001. Nancy had worked at 2 firms and has passed the Series 65 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2001 - December 28, 2015
FUND SERVICES ADVISORS, INC. (FSA)
May 22, 2001 - March 18, 2020
BLX GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 28
Date: 7/13/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FUND SERVICES ADVISORS, INC. (FSA)
CRD#: 30862 / SEC#: , 8-45223
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
