William G. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Graham Taylor, who also goes by Bill Taylor, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1971. William had worked at 10 firms and has passed the Series 63, SIE, Series 1, Series 51, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2004 - February 3, 2015
TAYLOR SECURITIES, INC.
January 6, 1987 - February 3, 2015
TAYLOR SECURITIES, INC.
January 8, 1986 - January 16, 1987
CAMBRIDGE WAY, INC.
March 8, 1983 - January 23, 1986
INVESTORS FIRST, INC.
September 15, 1980 - February 10, 1982
JACQUES-MILLER INVESTMENT COMPANY
March 23, 1978 - October 4, 1980
PROVIDENT MARKETING CORPORATION
July 8, 1976 - January 31, 1978
THE CHEROKEE SECURITIES COMPANY
June 11, 1975 - June 20, 1976
PLA SECURITIES CORPORATION
June 27, 1974 - July 13, 1975
CINCINNATI ANALYSTS, INC.
July 7, 1972 - August 1, 1974
ADVANCED FINANCIAL PLANNING CORP
May 17, 1971 - July 1, 1972
FML FUNDS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/11/1971
Registered Representative ExaminationCurrent Firm
TAYLOR SECURITIES, INC.
CRD#: 17575 / SEC#: 801-44465, 8-36712
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 342 |
| AUM (Assets Under Management) | $ 283,848,153 |
Red Flags
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