Todd E. Schneider
Professional summary
Todd E Schneider, who also goes by Todd E Schneider, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Todd is registered as a RR (Registered Representative) and started their career in finance in 2001. Todd has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd E Schneider's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003June 15, 2015 - October 31, 2024
INDEPENDENT INVESTMENT BANKERS, CORP.
August 20, 2007 - August 30, 2010
SEVEN HILLS PARTNERS LLC
January 6, 2005 - July 11, 2007
MUFSON HOWE HUNTER & PARTNERS LLC
October 25, 2001 - July 31, 2002
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2024)
(7/24/2025)
(4/10/2025)
(5/5/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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