Lawrence J. Stoa
Professional summary
Lawrence Joseph Stoa, who also goes by Larry Stoa, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Fargo, North Dakota.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2001. Lawrence has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Joseph Stoa's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2024 - Present
INVESTMENT DISTRIBUTORS, INC.
Office #1: 818 Main Avenue Suite 1, Fargo, ND 58103May 25, 2012 - November 15, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 25, 2006 - November 28, 2011
ASSOCIATED FINANCIAL SERVICES, INC.
December 5, 2001 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
December 5, 2001 - September 16, 2004
ONEAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2024)
(11/15/2024)
(11/15/2024)
(10/13/2025)
Exams
FINRA
Current Firm
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| BAGGETT, ALAN S | ASSISTANT FINANCIAL OFFICER | 8088232 |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | ASSISTANT FINANCIAL OFFICER | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490Fargo, ND 58103TRUST BUT VERIFY
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