Joseph Thomas Wiegand
Professional Summary
Joseph Thomas Wiegand is a registered financial advisor currently at APPLE TREE ASSET MANAGEMENT, LLC located in Fort Wayne, Indiana. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PROTOCOL WEALTH, LLC
WELLINGTON INVESTMENT ADVISORS
DAVIS CAPITAL MANAGEMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PROTOCOL WEALTH, LLC
WELLINGTON INVESTMENT ADVISORS
DAVIS CAPITAL MANAGEMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PROTOCOL WEALTH, LLC
WELLINGTON INVESTMENT ADVISORS
DAVIS CAPITAL MANAGEMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PROTOCOL WEALTH, LLC
WELLINGTON INVESTMENT ADVISORS
DAVIS CAPITAL MANAGEMENT
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
RBC CAPITAL MARKETS, LLC
PROTOCOL WEALTH, LLC
WELLINGTON INVESTMENT ADVISORS
DAVIS CAPITAL MANAGEMENT
Current Firm
APPLE TREE ASSET MANAGEMENT, LLC
Contact Information
Main Address
4321 Flagstaff Cove, Fort Wayne, IN 46815Phone Number
(260) 637-7278# of Employees
7SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,430AUM (Assets Under Management)
$151,850,105Similar Advisors
RBC CAPITAL MARKETS, LLC
PROTOCOL WEALTH, LLC
WELLINGTON INVESTMENT ADVISORS
DAVIS CAPITAL MANAGEMENT
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PROTOCOL WEALTH, LLC
WELLINGTON INVESTMENT ADVISORS
DAVIS CAPITAL MANAGEMENT
Primary Firm SEC Registration
APPLE TREE ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(3/17/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PROTOCOL WEALTH, LLC
WELLINGTON INVESTMENT ADVISORS
DAVIS CAPITAL MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Thomas Wiegand's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
PROTOCOL WEALTH, LLC
WELLINGTON INVESTMENT ADVISORS
DAVIS CAPITAL MANAGEMENT
