Paul A. Devereaux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Austin Devereaux was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2008. Paul had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2014 - March 28, 2016
NOVA FINANCIAL SERVICES
June 2, 2014 - March 29, 2016
MUTUAL SECURITIES, INC.
March 19, 2012 - June 3, 2014
VERUS CAPITAL PARTNERS, LLC
February 3, 2012 - June 3, 2014
SECURITIES AMERICA, INC.
September 3, 2008 - January 5, 2012
EDWARD JONES
August 4, 2008 - January 5, 2012
EDWARD JONES
Primary Firm SEC Registration
NOVA FINANCIAL SERVICES
CRD#: 150148 / SEC#: 801-79612
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOVA FINANCIAL SERVICES
CRD#: 150148 / SEC#: 801-79612
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,354 |
| AUM (Assets Under Management) | $ 391,234,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
