Michael D. Freiburg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Donahue Freiburg was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - February 9, 2021
TRUIST ADVISORY SERVICES, INC.
September 23, 2016 - February 9, 2021
TRUIST INVESTMENT SERVICES, INC.
April 24, 2009 - May 15, 2012
J.P. MORGAN SECURITIES LLC
February 26, 2009 - August 3, 2016
J.P. MORGAN SECURITIES LLC
July 6, 2005 - May 10, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - May 10, 2006
CHASE INVESTMENT SERVICES CORP.
September 12, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
September 12, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
May 23, 2002 - September 8, 2003
A. G. EDWARDS & SONS, INC.
March 13, 2002 - September 8, 2003
A. G. EDWARDS & SONS, INC.
August 14, 2001 - February 5, 2002
ADVANCED EQUITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
