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JM

Jeffrey J. Mazza

Some features on this profile are disabled
CRD#: 4435119
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey John Mazza was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2004. Jeffrey had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 2, 2008 - November 27, 2012

GREEN EAGLE CAPITAL LLC

RIA
CRD#: 137756
LAKE FOREST, IL
Past

October 11, 2004 - January 22, 2008

UBS SECURITIES LLC

BD
CRD#: 7654
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/31/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/9/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/7/2004
General Securities Representative Examination

Current Firm

GE
GREEN EAGLE CAPITAL LLC
GREEN EAGLE CAPITAL LLC

CRD#: 137756 / SEC#: 801-65282

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Contact information

Main Address
250 East Illinois Road Suite 200, Lake Forest, IL 60045
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

GREEN EAGLE CAPITAL LLC PART 2A (3/28/2013)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREEN EAGLE CAPITAL LLC

CRD#: 137756

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