Alvilda I. Toro Casellas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvilda Isabel Toro Casellas, who also goes by Alvilda I Toro, Alvilda Isabel Toro, Alvilda I Toro Casellas, Chabe Toro Casellas, was a registered financial professional .
Alvilda is a previously registered financial professional and started their career in finance in 2003. Alvilda had worked at 6 firms and has passed the Series 66, Series 65, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2015 - July 29, 2016
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
November 11, 2011 - August 25, 2014
POPULAR SECURITIES, LLC
October 28, 2004 - November 8, 2011
UBS FINANCIAL SERVICES INC.
October 28, 2004 - November 10, 2011
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
June 9, 2003 - July 14, 2004
MORGAN STANLEY DW INC.
May 19, 2003 - June 4, 2003
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
CRD#: 17053 / SEC#: , 8-33185
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO PUERTO RICAN HOLDINGS, LLC | MEMBER | |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT & CHIEF OPERATING OFFICER | 4498023 |
| VALLADARES-TORRES, MOISES | EXECUTIVE REPRESENTATIVE & CHIEF COMPLIANCE OFFICER | 5011784 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
