Jeffrey P. Schwartz

ACCESS WEALTH

CLIFTON, NJ 07015

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CRD#: 4434947

Professional summary

Jeffrey Paul Schwartz is a registered financial advisor currently at ACCESS WEALTH located in Clifton, New Jersey.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeffrey has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREGORY AND SCHWARTZ (NOT INVESTMENT RELATED)-205 ROBIN ROAD, PARAMUS, NJ 07652-NATURE(CPA FIRM)-POSITION-MANAGER-DATE OF SERVICE 1/1/91 TO PRESENT-DUTIES CPA PARTNER IN PUBLIC PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Paul Schwartz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2002 - Present

ACCESS WEALTH

Office #1: 1115 Clifton Avenue, Clifton, NJ 07015

RIA

CRD#: 112973

CLIFTON, NJ

Past

August 20, 2001 - March 23, 2005

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCESS WEALTH

ACCESS WEALTH | MAHMOOD FINANCIAL CONSULTING | EKS ASSOCIATES | ACCESS WEALTH PLANNING, LLC

CRD#: 112973 / SEC#: 801-60406

RIA

Registered Investment Advisory firm - (7/1/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/16/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/17/2001

General Securities Representative Examination

Current Firm

ACCESS WEALTH

ACCESS WEALTH | MAHMOOD FINANCIAL CONSULTING | EKS ASSOCIATES | ACCESS WEALTH PLANNING, LLC

CRD#: 112973 / SEC#: 801-60406

RIA

Registered Investment Advisory firm - (7/1/2001 Approved)

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Contact information

Main Address

120 Eagle Rock Avenue Suite 230, East Hanover, NJ 07936

Mailing Address

Phone number

(973) 740-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024 BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,014
AUM (Assets Under Management)	$ 490,388,112

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey P. Schwartz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Paul Schwartz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACCESS WEALTH

OSAIC WEALTH, INC.

Primary Firm SEC Registration

ACCESS WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2002

Series 7

Date: 8/17/2001

Current Firm

ACCESS WEALTH

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCESS WEALTH

TRUST BUT VERIFY

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