Melissa H. Fleming

IRONBRIDGE PRIVATE WEALTH

Austin, TX 78746

Some features on this profile are disabled

CRD#: 4434946

Professional summary

Melissa Hatfield Fleming, CFP®, who also goes by Melissa Diane Hatfield, is a registered financial advisor currently at IRONBRIDGE PRIVATE WEALTH, LLC located in Austin, Texas.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Melissa has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melissa Diane Hatfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Hatfield Fleming's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

June 23, 2022 - Present

IRONBRIDGE PRIVATE WEALTH, LLC

Office #1: 6420 Bee Caves Road Suite 201, Austin, TX 78746

RIA

CRD#: 287714

Austin, TX

Past

October 14, 2010 - November 4, 2021

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

AUSTIN, TX

Past

January 12, 2006 - August 10, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AUSTIN, TX

Past

August 9, 2005 - August 10, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AUSTIN, TX

Past

March 26, 2002 - June 7, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRONBRIDGE PRIVATE WEALTH, LLC

CRD#: 287714 / SEC#: 801-115022

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/24/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/25/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IRONBRIDGE PRIVATE WEALTH, LLC

CRD#: 287714 / SEC#: 801-115022

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6420 Bee Caves Road Suite 201, Austin, TX 78746

Mailing Address

Phone number

(512) 327-8901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRONBRIDGE PRIVATE WEALTH, LLC BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 314,790,965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Melissa H. Fleming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Hatfield Fleming's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

IRONBRIDGE PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2006

Series 63

Date: 4/5/2002

SIE

Date: 10/1/2018

Series 7

Date: 12/24/2002

Series 6

Date: 3/25/2002

Current Firm

IRONBRIDGE PRIVATE WEALTH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRONBRIDGE PRIVATE WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors