Su-yen Kuhn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Su-yen Kuhn, who also goes by Su-yen Wang, was a registered financial professional .
Su-yen is a previously registered financial professional and started their career in finance in 2001. Su-yen had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2019 - January 20, 2022
PREMIER WEALTH ADVISORS, LLC
January 23, 2015 - September 18, 2020
INDEPENDENT FINANCIAL GROUP, LLC
December 10, 2014 - January 14, 2022
INDEPENDENT FINANCIAL GROUP, LLC
August 13, 2001 - June 17, 2004
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
PREMIER WEALTH ADVISORS, LLC
CRD#: 285510 / SEC#: 801-114445
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PREMIER WEALTH ADVISORS, LLC
CRD#: 285510 / SEC#: 801-114445
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,824 |
| AUM (Assets Under Management) | $ 694,897,516 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
