Karrie A. Thomas

NAUTILUS FINANCIAL GROUP

Virginia Beach, VA 23452

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CRD#: 4434530

Professional summary

Karrie Ann Thomas, CFP®, who also goes by Karrie Ann Long, is a registered financial advisor currently at NAUTILUS FINANCIAL GROUP, INC. located in Virginia Beach, Virginia.

Karrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Karrie has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karrie Ann Long

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karrie Ann Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

May 12, 2011 - Present

NAUTILUS FINANCIAL GROUP, INC.

Office #1: 468 S. Independence Blvd., Suite B-122, Virginia Beach, VA 23452

RIA

CRD#: 157164

Virginia Beach, VA

Past

March 7, 2007 - April 20, 2011

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

November 21, 2005 - April 15, 2011

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

VIRGINIA BEACH, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/14/2021)

IAR

Maryland
(5/18/2012)

IAR

North Carolina
(5/9/2012)

IAR

Pennsylvania
(3/21/2019)

IAR

South Carolina
(5/3/2012)

IAR

Texas
(8/15/2023)

IAR

Virginia
(5/12/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/28/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/15/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/18/2005

General Securities Representative Examination

Current Firm

NAUTILUS FINANCIAL GROUP, INC.

NAUTILUS FINANCIAL GROUP, INC. | SHEAVLY FINANCIAL GROUP, INC.

CRD#: 157164 / SEC#: 801-72303

RIA

Registered Investment Advisory firm - (6/25/2012 Terminated)

Florida

Registered Investment Advisory firm - (12/14/2021 Approved)

Maryland

Registered Investment Advisory firm - (6/22/2012 Approved)

North Carolina

Registered Investment Advisory firm - (5/16/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/21/2019 Approved)

South Carolina

Registered Investment Advisory firm - (6/25/2012 Approved)

Texas

Registered Investment Advisory firm - (5/4/2012 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (5/31/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

468 S. Independence Blvd., Suite B-122, Virginia Beach, VA 23452

Mailing Address

Phone number

(757) 340-7006

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	456
AUM (Assets Under Management)	$ 65,666,076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karrie A. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karrie Ann Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAUTILUS FINANCIAL GROUP, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/28/2007

Series 63

Date: 12/15/2005

Series 7

Date: 11/18/2005

Current Firm

NAUTILUS FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAUTILUS FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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