Michael W. Agema
Professional summary
Michael W Agema, who also goes by Michael Walton Agema, is a registered financial professional currently at BGC FINANCIAL, L.P. located in New York, New York and FMX EXECUTION, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael W Agema's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2017 - Present
BGC FINANCIAL, L.P.
Office #1: 199 Water Street 19th Floor, New York, NY 10038Office #2: 222 West Adams, Chicago, IL 60606August 21, 2023 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041Office #2: 222 West Adams Street , Chicago, IL 60606August 2, 2023 - August 2, 2023
GFI SECURITIES LLC
July 12, 2013 - March 17, 2017
EXECUTION ACCESS, LLC
August 10, 2007 - May 1, 2008
MINT BROKERS
August 10, 2007 - July 11, 2013
BGC FINANCIAL, L.P.
September 15, 2005 - August 10, 2007
CANTOR FITZGERALD & CO.
February 28, 2005 - September 8, 2005
GELBER SECURITIES, LLC
February 19, 2003 - April 9, 2003
GELBER SECURITIES, LLC
November 6, 2002 - February 15, 2005
S&L, L.L.C.
January 25, 2002 - November 1, 2002
NEWEDGE FINANCIAL INC.
August 31, 2001 - August 19, 2002
HEARTLAND SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/2/2001
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
FMX EXECUTION, LLC
CRD#: 154075 / SEC#: , 8-68606
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FENICS MARKETS XCHANGE, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| RINALDO, MARK J | CHIEF OPERATING OFFICER | 4824739 |
| SCOTTO, LOUIS JAMES | CHIEF EXECUTIVE OFFICER | 1483052 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
