George L. Grombacher

FINANCIAL CONSULTING PROFESSIONALS

Scottsdale, AZ 85254

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CRD#: 4434410

Professional summary

George Lewis Grombacher is a registered financial advisor currently at FINANCIAL CONSULTING PROFESSIONALS, LLC located in Scottsdale, Arizona.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. George has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FINANCIAL CONSULTING PROFESSIONALS, LLC - Partner - solicitation of 401(k) plan business - INVESTMENT RELATED - 11/01/2016 - AZ 2)MOVING FORWARD ADVOCATES LLC - No Title - This is an inactive busienss that I formed an LLC for in order to placemark the name - NOT INVESTMENT RELATED - 10/17/2017 - Scottsdale AZ 3)ARCWOOD FINANCIAL - Financial Advisor - Fee based planning - INVESTMENT RELATED - 08/09/2016 - Phoenix AZ 4)ARCWOOD FINANCIAL - financial advisor - selling fixed life, disablity and long term care insurance - INVESTMENT RELATED - 07/01/2016 - Phoenix AZ

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Lewis Grombacher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2018 - Present

FINANCIAL CONSULTING PROFESSIONALS, LLC

Office #1: 7028 E. Friess Drive, Scottsdale, AZ 85254

RIA

CRD#: 296627

Scottsdale, AZ

Past

July 7, 2016 - May 29, 2018

ARCWOOD FINANCIAL, LLC

RIA

CRD#: 189512

PHOENIX, AZ

Past

June 22, 2016 - October 3, 2018

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

PHOENIX, AZ

Past

October 8, 2013 - June 24, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SCOTTSDALE, AZ

Past

January 30, 2013 - June 24, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

SCOTTSDALE, AZ

Past

February 16, 2011 - December 20, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

SCOTTSDALE, AZ

Past

November 6, 2009 - November 16, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEWPORT BEACH, CA

Past

September 4, 2001 - November 12, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL CONSULTING PROFESSIONALS, LLC

CRD#: 296627 / SEC#:

Arizona

Registered Investment Advisory firm - (5/18/2018 Approved)

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Contact information

Main Address

7028 E. Friess Drive, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 463-0842

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 10,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George L. Grombacher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Lewis Grombacher's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCWOOD FINANCIAL, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2013

Series 63

Date: 9/4/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/2/2011

Series 6

Date: 8/31/2001

Current Firm

FINANCIAL CONSULTING PROFESSIONALS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL CONSULTING PROFESSIONALS, LLC

TRUST BUT VERIFY

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