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Grace M. Kubit

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CRD#: 4434077
GK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Grace Maria Kubit, who also goes by Grace M Daniels, Grace M Kubit, was a registered financial professional .

Grace is a previously registered financial professional and started their career in finance in 2002. Grace had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Grace M Daniels | Grace M Kubit

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 28, 2019 - February 25, 2020

PNC FIG ADVISORY, INC.

BD
CRD#: 143093
ALLENTOWN, PA
Past

July 23, 2013 - December 16, 2024

PNC CAPITAL MARKETS LLC

BD
CRD#: 15647
PITTSBURGH, PA
Past

May 5, 2011 - December 16, 2024

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
Gibsonia, PA
Past

May 4, 2011 - December 16, 2024

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PITTSBURGH, PA
Past

April 1, 2002 - May 4, 2011

PNC CAPITAL MARKETS LLC

BD
CRD#: 15647
PITTSBURGH, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/3/2003
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PF
PNC FIG ADVISORY, INC.
AMBASSADOR FINANCIAL GROUP, INC. | PNC FINANCIAL INSTITUTIONS ADVISORY GROUP, INC. | PNC FIG ADVISORY, INC.

CRD#: 143093 / SEC#: , 8-67525

BD
Terminated by SEC on 02/21/2020
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Contact information


Main Address
Mailing Address
Phone number
Established
Pennsylvania since 08/22/2006
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PNC BANK, NATIONAL ASSOCIATIONPARENT
LEE, BENJAMIN JONCHIEF FINANCIAL OFFICER3027861
MCLAUGHLIN, CHARLOTTE BEHMCHIEF EXECUTIVE OFFICER2849217
MILLER, JOHN RFINOP/POO/PFO6933635
MOONEY, JON ROBERTCHIEF LEGAL OFFICER6459197
PUMPHREY, MARY PATRICIACHIEF RISK OFFICER, CCO2513345

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PNC FIG ADVISORY, INC.

CRD#: 143093

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