Cary G. Clayborn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cary Grayson Clayborn was a registered financial professional .
Cary is a previously registered financial professional and started their career in finance in 2001. Cary had worked at 8 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 31 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2022 - January 2, 2024
CRESCENT SECURITIES GROUP, INC.
July 10, 2020 - December 1, 2021
BA SECURITIES, LLC
October 7, 2019 - July 15, 2020
VERACITY CAPITAL LLC
May 23, 2019 - December 10, 2019
F3LOGIC, LLC
March 29, 2012 - May 8, 2019
MANNING & NAPIER ADVISORS, LLC
March 29, 2012 - May 8, 2019
MANNING & NAPIER INVESTOR SERVICES, INC.
March 27, 2002 - September 23, 2010
ALLIANCEBERNSTEIN L.P.
October 31, 2001 - September 16, 2010
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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