Merle L. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Merle Lee Taylor was a registered financial professional .
Merle is a previously registered financial professional and started their career in finance in 1970. Merle had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2011 - November 30, 2016
SCF INVESTMENT ADVISORS, INC.
February 4, 2005 - November 30, 2016
SCF SECURITIES, INC.
June 16, 1997 - November 30, 2004
WOODBURY FINANCIAL SERVICES, INC.
March 7, 1994 - May 29, 1997
VOYA FINANCIAL ADVISORS, INC.
April 2, 1990 - February 14, 1994
WALNUT STREET SECURITIES, INC.
October 26, 1988 - December 31, 1989
EQUITY SERVICES, INC.
December 7, 1985 - July 19, 1988
INVESTACORP, INC.
May 24, 1985 - December 10, 1985
DECUMAN SECURITIES, INC.
March 27, 1981 - January 28, 1985
HORNOR, TOWNSEND & KENT, LLC
August 7, 1970 - April 12, 1981
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 7, 1970 - April 12, 1981
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/3/1970
Registered Representative ExaminationCurrent Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
