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TS

Trent L. Searle

PHYSICIAN WEALTH ADVISORS
Salt Lake City, UT 84047
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CRD#: 4433677
TS

Professional summary


Trent L. Searle, CFP®, who also goes by Trent Lynn Searle, is a registered financial advisor currently at PHYSICIAN WEALTH ADVISORS, INC. located in Salt Lake City, Utah.

Trent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Trent has worked at 3 firms and has passed the Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Trent Lynn Searle

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Trent L. Searle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

April 14, 2017 - Present

PHYSICIAN WEALTH ADVISORS, INC.

Office #1: 6820 South 900 East Suite 200, Salt Lake City, UT 84047
RIA
CRD#: 106043
Salt Lake City, UT
Past

July 15, 2014 - March 31, 2017

TRUENORTH WEALTH

RIA
CRD#: 142205
SALT LAKE CITY, UT
Past

February 26, 2010 - November 30, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
SALT LAKE CITY, UT
Past

March 6, 2003 - November 23, 2011

PHYSICIAN WEALTH ADVISORS, INC.

RIA
CRD#: 106043
SALT LAKE CITY, UT

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PHYSICIAN WEALTH ADVISORS, INC.
PHYSICIAN WEALTH ADVISORS | UMAFS | UMA FINANCIAL SERVICES INC | UMA FINANCIAL SERVICES | UMA FINANCIAL & INSURANCE SERVICES INC | PWA | PHYSICIAN WEALTH ADVISORS, INC.

CRD#: 106043 / SEC#: 801-63664

RIA
Registered Investment Advisory firm - (1/3/2005 Approved)
Utah
Registered Investment Advisory firm - (10/20/2005 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(4/14/2017)

Exams


General Industry/Product Exam
RR
Series 7
Date: 2/25/2010
General Securities Representative Examination
Principal/Supervisory Exam

Current Firm


PW
PHYSICIAN WEALTH ADVISORS, INC.
PHYSICIAN WEALTH ADVISORS | UMAFS | UMA FINANCIAL SERVICES INC | UMA FINANCIAL SERVICES | UMA FINANCIAL & INSURANCE SERVICES INC | PWA | PHYSICIAN WEALTH ADVISORS, INC.

CRD#: 106043 / SEC#: 801-63664

RIA
Registered Investment Advisory firm - (1/3/2005 Approved)
Utah
Registered Investment Advisory firm - (10/20/2005 Terminated)
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Contact information


Main Address
6820 South 900 East Suite 200, Salt Lake City, UT 84047
Mailing Address
Phone number
(801) 747-0800
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PHYSICIAN WEALTH ADVISORS FORM ADV 2 BROCHURE (3/19/2025)

Regulatory assets under management


Total Number of Accounts5,721
AUM (Assets Under Management)$ 1,729,828,110

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PHYSICIAN WEALTH ADVISORS, INC.

CRD#: 106043Salt Lake City, UT 84047

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