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KL

Kevin Luu

LIFEWORKS ADVISORS

BREA, CA

·CRD# 4433649·25 years experience

Professional Summary

Kevin Luu is a registered financial advisor currently at LIFEWORKS ADVISORS, LLC located in Brea, California. Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kevin has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

LIFEWORKS ADVISORS, LLC·CRD# 288255

RIA

135 S. State College Blvd Ste. 200, Brea, CA 92821

April 25, 2023 - Present

BRIGHT ADVISERS·CRD# 283395

RIA

Brea, CA

January 6, 2017 - December 31, 2023

PIH INVESTMENTS, LLC·CRD# 166867

RIA

Pasadena, CA

October 8, 2015 - January 6, 2017

WORLD GROUP SECURITIES, INC.·CRD# 114473

BD

Rancho Cucamonga, CA

April 12, 2002 - December 12, 2011

WMA SECURITIES, INC.·CRD# 32625

BD

Duluth, GA

October 3, 2001 - April 12, 2002

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Current Firm

LA

LIFEWORKS ADVISORS, LLC

ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH

CRD#: 288255 / SEC#: 801-119648

RIA

Registered Investment Advisory firm - SEC (10/14/2020 Approved)

Florida

Registered Investment Advisory firm - Florida (10/15/2020 Terminated)

Louisiana

Registered Investment Advisory firm - Louisiana (10/20/2020 Terminated)

Michigan

Registered Investment Advisory firm - Michigan (11/12/2020 Terminated)

Texas

Registered Investment Advisory firm - Texas (10/15/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (10/15/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4095 Park East Ct. Ste. C, Grand Rapids, MI 49546

Phone Number

(616) 200-6512

# of Employees

48

SEC notice filing (29 States and Territories)

Registered to provide investment advisory services in 29 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIFEWORKS DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (6/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,836

AUM (Assets Under Management)

$966,701,542

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Mr. Luu is dually registered with Lifeworks Advisors, LLC d/b/a Bright Advisers ("Lifeworks") and Bright Advisers, LLC. Mr. Luu has served as an investment advisor representative with Bright Advisers, LLC since 01/2017 and Lifeworks since 04/2023. Business is conducted from 135 S State College Blvd, #200, Brea, CA, 92821. Approximately 50% of Mr. Luu's time is spent as an IAR with Lifeworks, and the balance as an IAR with Bright Advisers, LLC

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LA

LIFEWORKS ADVISORS, LLC

ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH

CRD#: 288255 / SEC#: 801-119648

RIA

Registered Investment Advisory firm - SEC (10/14/2020 Approved)

Florida

Registered Investment Advisory firm - Florida (10/15/2020 Terminated)

Louisiana

Registered Investment Advisory firm - Louisiana (10/20/2020 Terminated)

Michigan

Registered Investment Advisory firm - Michigan (11/12/2020 Terminated)

Texas

Registered Investment Advisory firm - Texas (10/15/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (10/15/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

California
(4/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2001About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2001About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2004About the Series 26 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Kevin Luu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KL

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