Marvin W. Taylor

TAYLOR FINANCIAL GROUP

ROANOKE, VA 24018

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CRD#: 443361

Professional summary

Marvin William Taylor, CFP® is a registered financial advisor currently at TAYLOR FINANCIAL GROUP, INC. located in Roanoke, Virginia.

Marvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Marvin has worked at 5 firms and has passed the Series 63, Series 1 and Series 24 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Tax Planning

Retirement Planning

Investment Planning

Estate Planning

Comprehensive Financial Planni...

Retirement Income Management

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING FIXED INSURANCE PRODUCTS/ROANOKE, VA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin William Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

August 4, 1987 - Present

TAYLOR FINANCIAL GROUP, INC.

Office #1: 3102 Brambleton Ave, Roanoke, VA 24018

RIA

CRD#: 116744

ROANOKE, VA

Past

May 17, 1993 - August 18, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 21, 1991 - May 19, 1993

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

October 20, 1980 - March 22, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

April 27, 1970 - March 22, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAYLOR FINANCIAL GROUP, INC.

CRD#: 116744 / SEC#: 801-61747

RIA

Registered Investment Advisory firm - (1/17/2003 Approved)

Virginia

Registered Investment Advisory firm - (1/30/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/10/2006)

IAR

Virginia
(8/4/1987)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/17/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 6/18/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/12/1993

General Securities Principal Examination

Current Firm

TAYLOR FINANCIAL GROUP, INC.

CRD#: 116744 / SEC#: 801-61747

RIA

Registered Investment Advisory firm - (1/17/2003 Approved)

Virginia

Registered Investment Advisory firm - (1/30/2003 Terminated)

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Contact information

Main Address

3102 Brambleton Avenue., Sw, Roanoke, VA 24018

Mailing Address

Phone number

(540) 774-7971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAYLOR FINANCIAL GROUP, INC. WRAP FEE PROGRAM BROCHURE (3/10/2025)

TAYLOR FINANCIAL GROUP, INC. ADV BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,132
AUM (Assets Under Management)	$ 364,966,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Marvin W. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin William Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

TAYLOR FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/17/1982

Series 1

Date: 6/18/1969

Series 24

Date: 10/12/1993

Current Firm

TAYLOR FINANCIAL GROUP, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAYLOR FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Contact information

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