Seyavash N. Sarabi

EAST BEACH ASSET MANAGEMENT

LOS ANGELES, CA 90094

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CRD#: 4433526

Professional summary

Seyavash Nmn Sarabi, who also goes by Cee Sarabi, Seyavash Sarabi, Siavash Sarabi, is a registered financial advisor currently at EAST BEACH ASSET MANAGEMENT, LLC located in Los Angeles, California.

Seyavash is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Seyavash has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cee Sarabi | Seyavash Sarabi | Siavash Sarabi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seyavash Nmn Sarabi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2022 - Present

EAST BEACH ASSET MANAGEMENT, LLC

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094

RIA

CRD#: 310563

LOS ANGELES, CA

Past

October 12, 2006 - August 10, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

June 9, 2004 - May 1, 2006

MORGAN STANLEY MARKET PRODUCTS INC.

CRD#: 19794

NEW YORK, NY

Past

May 3, 2004 - May 1, 2006

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAST BEACH ASSET MANAGEMENT, LLC

CRD#: 310563 / SEC#: 801-130553

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

California

Registered Investment Advisory firm - (8/7/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/1/2004

General Securities Representative Examination

Current Firm

EAST BEACH ASSET MANAGEMENT, LLC

CRD#: 310563 / SEC#: 801-130553

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

California

Registered Investment Advisory firm - (8/7/2024 Terminated)

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Contact information

Main Address

12130 Millennium Dr Suite 300, Los Angeles, CA 90094

Mailing Address

Phone number

(949) 779-2590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EAST BEACH 2A SARABI 2B (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 125,000,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
California	ERA - Withdrawn	10/18/2022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Seyavash N. Sarabi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seyavash Nmn Sarabi's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

MORGAN STANLEY MARKET PRODUCTS INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

EAST BEACH ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2022

Series 63

Date: 6/5/2004

Series 7

Date: 5/1/2004

Current Firm

EAST BEACH ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

EAST BEACH ASSET MANAGEMENT, LLC

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