James E. Galinsky
Professional summary
James Edward Galinsky, who also goes by James E Galinski, James Edward Galinski, James Galinsky, Jim E Galinsky, is a registered financial advisor currently at ALLSTATE FINANCIAL SERVICES, LLC located in Walnut Creek, California.
James is registered as a RR (Registered Representative) and started their career in finance in 2001. James has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Edward Galinsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2009 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1251 Civic Dr, Walnut Creek, CA 94596-4225July 12, 2007 - October 29, 2008
MORGAN PEABODY, INC.
January 4, 2007 - July 3, 2007
MM ASCEND LIFE INVESTOR SERVICES, LLC
December 4, 2006 - July 3, 2007
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 5, 2005 - December 4, 2006
STUART SECURITIES CORP.
January 9, 2003 - December 16, 2003
WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.
July 16, 2002 - December 31, 2004
1717 CAPITAL MANAGEMENT COMPANY
November 15, 2001 - December 31, 2004
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2009)
(11/24/2020)
(1/13/2022)
(3/28/2021)
(1/14/2022)
(4/16/2009)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Walnut Creek, CA 94596-4225TRUST BUT VERIFY
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