Courtenay V. Shipley

RETIREMENT PLANOLOGY

NASHVILLE, TN 37206

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CRD#: 4433389

Professional summary

Courtenay Virginia Shipley, AIF®, who also goes by Courtenay Shipley Fitz, is a registered financial advisor currently at RETIREMENT PLANOLOGY, INC. located in Nashville, Tennessee.

Courtenay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Courtenay has worked at 9 firms and has passed the Series 66, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Courtenay Shipley Fitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtenay Virginia Shipley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 30, 2014 - Present

RETIREMENT PLANOLOGY, INC.

Office #1: 625 Main Street Suite 205, Nashville, TN 37206Office #2: 600 Cameron Street Suite 401, Alexandria, VA 22314

RIA

CRD#: 171302

NASHVILLE, TN

Past

August 8, 2012 - May 30, 2014

FIDUCIA GROUP, LLC

RIA

CRD#: 147134

ALEXANDRIA, VA

Past

January 20, 2011 - August 8, 2012

SHIPLEY CAPITAL ADVISORY, LLC

RIA

CRD#: 154762

ALEXANDRIA, VA

Past

December 22, 2010 - August 30, 2011

A&G FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 154561

NASHVILLE, TN

Past

October 9, 2009 - August 4, 2010

A.D. VALLETT & COMPANY, LLC

RIA

CRD#: 144065

BRENTWOOD, TN

Past

September 23, 2009 - July 26, 2010

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

CRD#: 41055

BRENTWOOD, TN

Past

December 9, 2005 - August 21, 2009

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

BRENTWOOD, TN

Past

August 31, 2005 - August 21, 2009

PRINCIPAL SECURITIES, INC.

CRD#: 1137

BRENTWOOD, TN

Past

February 5, 2004 - July 25, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BRENTWOOD, TN

Past

August 29, 2003 - July 25, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 13, 2001 - June 12, 2003

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT PLANOLOGY, INC.

CRD#: 171302 / SEC#: 801-79679

RIA

Registered Investment Advisory firm - (5/8/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/7/2015)

IAR

Virginia
(5/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/25/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/11/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREMENT PLANOLOGY, INC.

CRD#: 171302 / SEC#: 801-79679

RIA

Registered Investment Advisory firm - (5/8/2014 Approved)

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Contact information

Main Address

600 Cameron Street Suite 401, Alexandria, VA 22314

Mailing Address

Phone number

(703) 595-2829

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

20250312 RPI FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 204,239,286

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Courtenay V. Shipley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtenay Virginia Shipley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIA GROUP, LLC

SHIPLEY CAPITAL ADVISORY, LLC

A&G FINANCIAL MANAGEMENT, LLC

A.D. VALLETT & COMPANY, LLC

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

HORACE MANN INVESTORS, INC.

Primary Firm SEC Registration

RETIREMENT PLANOLOGY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2005

Series 7

Date: 8/25/2003

Series 6

Date: 9/11/2001

Current Firm

RETIREMENT PLANOLOGY, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLANOLOGY, INC.

TRUST BUT VERIFY

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