MM
Mark A. Mcnamee
GRADIENT SECURITIES
Las Vegas, NV
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CRD#: 4433330
MM
Professional summary
Mark Allen Mcnamee is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Las Vegas, Nevada.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MARK MCNAMEE; INVT REL; 1602 E. DAY ROAD, MISHAWAKA IN 46545, 2647 COMMONS BOULEVARD, SUITE 110, BEAVERCREEK, OH 45431; INSURANCE; INSURANCE AGENT; START 09/2012; 80 HRS/MO; 80 HRS/MO DURING TRADING; INSURANCE SALES AND SERVICE. 2) MARK A. MCNAMEE, CPA, INC.; NONINVT REL; 1602 E. DAY ROAD, MISHAWAKA IN 46545, 2647 COMMONS BOULEVARD, SUITE 110, BEAVERCREEK, OH 45431; ACCOUNTING AND TAX PREPARATION; CPA; START 01/1990; 80 HRS/MO; 80 HRS/MO DURING TRADING; PROVIDE TAX AND ACCOUNTING AND EXPERT WITNESS OF GENERAL ACCOUNTING PRACTICES. SERVICES. 3) STATE SENATE DISTRICT 11; NONINVT REL; 1602 E. DAY ROAD, MISHAWAKA, IN 46545; POLITICAL CAMPAIGN; TREASURER; START 06/2017; 12 HOURS PER MONTH; 12 HOURS DURING SECURITIES TRADING HOURS; TREASURER FOR STATE SENATE. 4) GOLDEN DOME INVESTMENTS, INC (OWNS ACE MAYTAG); NOT INVESTMENT RELATED; 810 E. MCKINLEY AVE, MISHAWAKA, IN 46545; RETAIL STORE; OWNER; START 08/2018; 25 HOURS PER MONTH; 15 HOURS DURING SECURITIES TRADING HOURS; OVERSEE THE FINANCIAL OPERATIONS OF THE BUSINESS, ACCOUNTING AND TAXATION. 5) LEWIS & MCNAMEE REAL PROPERTY HOLDINGS, LLC; INVESTMENT RELATED; 1602 E. DAY ROAD, MISHAWAKA IN 46545; REAL ESTATE; OWNER; START 07/2018; 0 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; HOLDING COMPANY FOR PROPERTY AT 810 E. MCKINLEY, MISHAWAKA, IN 46545. 5) MCNAMEE INVESTMENTS & TAX SERVICES; INV RELATED; 1602 E. DAY ROAD, MISHAWAKA IN 46545; INVESTMENTS & TAX; OWNER; START 05/2024; 100 HRS/MO; 100 HRS/MO DURING TRADING; OVERSEES INVESTMENTS AND TAX SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Mcnamee's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Allen Mcnamee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2019 - Present
GRADIENT SECURITIES, LLC
Office #2: 53790 Generations Dr, South Bend, IN 46635RIA
BD
CRD#: 127701
Las Vegas, NV
Current
September 6, 2012 - Present
GRADIENT SECURITIES, LLC
Office #2: 53790 Generations Dr, South Bend, IN 46635RIA
BD
CRD#: 127701
Las Vegas, NV
Past
July 3, 2017 - December 12, 2018
GRADIENT SECURITIES, LLC
RIA
CRD#: 127701
BEAVERCREEK, OH
Past
February 9, 2002 - August 31, 2012
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
MISHAWAKA, IN
Past
September 11, 2001 - February 9, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/29/2017)
RR
Arizona(12/4/2017)
RR
California(9/6/2012)
RR
Colorado(9/6/2012)
RR
Florida(9/6/2012)
IAR
Florida(9/14/2020)
RR
Georgia(4/2/2014)
RR
Illinois(9/6/2012)
IAR
Illinois(8/7/2023)
RR
Indiana(9/6/2012)
IAR
Indiana(1/31/2019)
RR
Iowa(10/21/2022)
RR
Michigan(9/6/2012)
IAR
Michigan(2/26/2019)
RR
Minnesota(3/7/2018)
RR
Missouri(1/16/2014)
RR
Nevada(1/24/2024)
RR
New York(6/20/2013)
RR
Ohio(9/6/2012)
IAR
Ohio(10/3/2019)
RR
Oregon(9/10/2020)
RR
South Carolina(1/16/2014)
IAR
South Carolina(2/21/2024)
RR
Texas(6/29/2016)
RR
Washington(12/21/2022)
RR
West Virginia(6/25/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
