David K. Arndt
Professional summary
David Keith Arndt, who also goes by David K Arndt, is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Lake Mills, Iowa.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Keith Arndt's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2018 - Present
INTELLICENTS INVESTMENT SOLUTIONS INC
Office #1: 402 Main Street W., Lake Mills, IA 50450October 14, 2002 - April 3, 2018
SECURIAN FINANCIAL SERVICES, INC.
December 10, 2001 - April 3, 2018
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/4/2018)
(4/9/2018)
Exams
Current Firm
INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,103 |
| AUM (Assets Under Management) | $ 7,362,137,726 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 |
Red Flags
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