Peter S. Yang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter S Yang was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2001. Peter had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2016 - October 23, 2017
BLUEFIN CAPITAL MANAGEMENT, LLC
September 4, 2012 - December 21, 2015
CREDIT SUISSE SECURITIES (USA) LLC
November 19, 2004 - January 21, 2010
JANE STREET TRADING, LLC
December 10, 2003 - February 15, 2007
JANE STREET SPECIALISTS, LLC
September 4, 2003 - February 22, 2012
JANE STREET CAPITAL, LLC
August 8, 2003 - February 22, 2012
JANE STREET MARKETS, LLC
October 25, 2001 - April 23, 2002
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/7/2003
Limited Representative-Equity Trader ExamCurrent Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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