Terry L. Heuring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Lynn Heuring was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 2001. Terry had worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2001 - September 1, 2017
FIRST STATE FINANCIAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST STATE FINANCIAL MANAGEMENT, INC.
CRD#: 16590 / SEC#: , 8-34201
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST STATE BANK SHARES | CORPORATE OWNER | |
| EVANS, SUSAN MAE | PRESIDENT, CCO, FINOP | 1477055 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
